The system of record between your compliance frameworkand your auditor.
Your compliance framework already exists. ArkComply is where it gets executed on schedule, evidenced as it happens, and assembled into proof, across FCA, CSSF, AMF, BaFin and any other regulator you answer to.
48 hours → under 1 hour
Evidence retrieval for a regulator request
Zero findings
On regulatory traceability in the following annual audit
€45bn+ AUM
At firms running ArkComply
The problem
Your framework is written. Can you prove you ran it?
The controls are designed. The policies are approved. But the framework lives in a Word document, the controls live in people's calendars, and testing happens the week before the audit. When a regulator arrives or the board asks for an update, your team scrambles to reconstruct what's already been done.
The record is scattered
Obligations in spreadsheets, evidence in email, decisions in people's heads.
Evidence is reconstructed, not captured
Assembled from memory after the fact, which is precisely what an auditor tests for.
You can answer “did we mean to do it?”, not “did it work?”
Task completion is not assurance. The second line has to be able to test the control, not just confirm it ran.
A framework you cannot evidence is a finding waiting to happen.
Platform
One system where your controls get run, evidenced and proven
ArkComply is the system of record for compliance execution at regulated firms. Your controls, performed by your owners, on your schedule, captured as they happen and provable afterwards.
Obligation Register
Consolidate obligations from multiple jurisdictions into one control framework with traceable links to your internal policies.
Control Testing & Monitoring
Schedule control tests, assign owners, track completion, and send reminders, without manual follow-up.
Evidence Collection & Storage
Store documentation with version control and audit trails. No more searching email or shared drives when regulators request documentation.
Issue Management
A control fails. It gets logged against the control that failed, assigned to a named owner with a due date, escalated if it stalls, and closed with the corrective action recorded against the originating obligation.
Reporting & Dashboards
See testing status, upcoming deadlines, and gaps at a glance. Give your board actual visibility into compliance posture.
Report Generation
Generate regulator-ready reports and board materials on demand.
Audit Trail & Governance
A complete, immutable record of every compliance activity, decision and change. Each line sees what it should: the first line performs, the second line tests independently, the third line and your external auditor read the record without touching it.
The platform is modular. Start with obligation mapping or evidence management and expand from there.
Who it's for
Built for the teams who own compliance
ArkComply supports the compliance function at regulated firms.
Head of Compliance
Head of Internal Audit
Chief Risk Officer
Your first line performs the controls. Your second line tests them independently. Your third line and your external auditor read the record without being able to touch it. Everyone works in the same system; nobody marks their own homework.
Every user is included. ArkComply does not charge per seat. Per-seat pricing penalises exactly the behaviour that makes three lines of defence work.
Why Arkcomply
We don't sell you a control library.
You know your business, your risk appetite and your regulator. A vendor guessing at your control design hands you a framework you argue with rather than run. ArkComply starts where the framework ends.
How we fit